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The definitive training you need as an audit and assurance professional who advises brokers and investment dealers. Get up-to-date information on regulation issues, risk management, and accounting issues that affect the securities industry.
The Canadian securities industry can be challenging. Equip yourself with the right knowledge and skills to navigate the important issues when providing accounting services for brokers and investment dealers.
In this comprehensive course, you will learn about the investment industry and its regulatory environment, as well as best practices in risk management, financial reporting and auditing to support your clients in securities.
Note: A prerequisite module is required, to ensure that you have a solid background on the business activities of the securities industry. It is included in the purchase of this course.
“The breadth of the material covered was spot on, with the right number of example problems to work through to drill the concepts into my head, but not too many that I was bored.”
“I found that the math portion of the course was very helpful in balancing out the lectures and getting people involved.”
Additional options and pricing may be available. See pricing and registration for more details.
Professional accountants and other business leaders who:
CPA Canada Offices
277 Wellington Street West, 2nd Floor, Toronto, Ontario M5V 3H2
Member Development and Support
October 23, 2019
Stay up to date on critical indirect tax issues and network with other indirect tax professionals at Canada’s largest and longest-running indirect tax event.
October 28, 2019
If you’re a senior financial professional in the public sector or work for a not-for-profit that follows PSAB standards, this annual event in the nation’s capital is the place to be.
November 7, 2019
Join CPA Canada’s Financial Literacy Program in Ottawa, our nation’s capital, as we look at the trends changing the economic landscape and how they will affect how Canadians manage their money.