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The definitive training you need as an audit and assurance professional who advises brokers and investment dealers. Get up-to-date information on regulation issues, risk management, and accounting issues that affect the securities industry.
The Canadian securities industry can be challenging. Equip yourself with the right knowledge and skills to navigate the important issues when providing accounting services for brokers and investment dealers.
In this comprehensive course, you will learn about the investment industry and its regulatory environment, as well as best practices in risk management, financial reporting and auditing to support your clients in securities.
Note: A prerequisite module is required, to ensure that you have a solid background on the business activities of the securities industry. It is included in the purchase of this course.
“The breadth of the material covered was spot on, with the right number of example problems to work through to drill the concepts into my head, but not too many that I was bored.”
“I found that the math portion of the course was very helpful in balancing out the lectures and getting people involved.”
Additional options and pricing may be available. See pricing and registration for more details.
Professional accountants and other business leaders who:
CPA Canada Offices
277 Wellington Street West, 2nd Floor, Toronto, Ontario M5V 3H2
Member Development and Support
It’s said that a crisis brings out the best in people and, in most cases, that’s true. But there is a dark side to tough times, as fraudsters prey on people who are uncertain and looking for easy answers.
March 18, 2020
The federal government’s actions and fiscal support to address the widespread and devastating economic fallout of the COVID-19 pandemic are welcomed by Chartered Professional Accountants of Canada (CPA Canada).
Listen to this special edition Practitioner’s Pulse webinar where we answer some frequently asked questions around practice management issues and some key financial reporting and auditing implications of COVID-19.