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This top-rated course is considered the definitive training program for professionals providing audit, assurance and other services to brokers and investment dealers.
This program consists of a pre-course online module and in-class technical lectures, with hands-on work sessions delivered by brokerage industry experts. You will be provided with an intermediate level of knowledge of the Canadian securities industry, and the operations and function of brokers and investment dealers, including regulatory requirements.
Additional options and pricing may be available. See pricing and registration for more details.
Professional accountants and other professionals who:
CPA Canada Offices
277 Wellington Street West, 2nd Floor, Toronto, Ontario M5V 3H2
Hilton Garden Inn
92 Peter Street, Toronto, ON M5V 2G5
Hyatt Regency Hotel
370 King Street West, Toronto, ON M5V 1J9
Residence Inn by Marriott
255 Wellington Street West, Toronto, ON M5V 3P9
t.:416-581-1800 or toll-free at 1-800-960-6752
Rate:$209/night plus taxes
Your In-Depth Brokers and Investment Dealers course training begins before you arrive at the course site. The first module of the course is online and provides background on the business activities of the securities industry.
CPA Canada Professional Learning and Development Customer Service
Diya Gill, manager, Professional Learning and Development
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January 9, 2017
Canada is celebrating its 150th anniversary. We’re celebrating you, Canadian CPAs. Tell us why you’re proud to be a Canadian CPA. Then watch for our big celebration in July.
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Gain practical organizational insights and learn from industry experts at this annual event for not-for-profit financial leaders.